Investment Management Update: Focus on Data Privacy
about 15 days ago.
Updated about 15 days ago.
Pepper partners Gregory J. Nowak and Angelo A. Stio III discussed data privacy and cybersecurity issues for investment funds during a recent webinar for West LegalEdcenter. This podcast is a recording of their session. Topic covered include why is data privacy and security important (4:51); discussion of the SEC’s Office of Compliance Inspections and Examinations and FINRA scrutiny (9:40); encryption and personally identifiable information overview (14:07); how to protect trade data (20:46); the top threats to data privacy (22:48); what to do before a breach occurs (30:09); why cyber insurance is needed to cover for a cyber attack (33:42); and addressing a breach (46:40). Download a copy of the PowerPoint Slides.