Pepper Podcasts

The law firm of Pepper Hamilton presents podcasts on breaking legal developments

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FinCEN's Proposal to Extend the Anti-Money Laundering Regula

Updated about 1 month ago.

Pepper partner Gregory J. Nowak for a series of candid, interactive discussions on what’s going on now in the investment management world, including issues that affect private funds and their managers.

On September 29, Mr. Nowak will be joined by Pepper partner Timothy R. McTaggart and Walter B. Donaldson, II from the Freeh Group International Solutions (FGIS) to discuss FinCEN’s proposal to extend the anti-money laundering regulations (including the requirement for SAR reporting) to SEC registered investment advisors. These rules are generally applicable now to banks, brokerage houses and other financial institutions.

This session will provide you with a road map for the new FinCEN proposed rule and how you can make a difference in shaping the eventual final rule and its effect on the industry.