Pepper Podcasts

The national law firm of Pepper Hamilton presents podcasts on breaking legal developments

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Review of 2015 SEC and FINRA Enforcement Activity for HFs

Updated a long time ago.

In this podcast, Pepper partner Gregory J. Nowak is joined by fellow partners Jay A. Dubow and Ivan B. Knauer for a comprehensive review of SEC and FINRA enforcement activity for 2015. What can we expect for 2016?

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